DFX Intelligence

R••••• D• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R••••• D• B•••••

Advisor at O••••••••• • C•• I•••

E•••••SVILLE, IL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:e792f687-67bf-ab28-848b-f661a1ffe584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	E•••••SVILLE, IL\|ST. LOUIS, MO	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jan 21, 2026	no	SWANSEA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	O••••••••• • C•• I•••	Jan 21, 2026	Jan 12, 2026	-9	Firm change	Ibd to ibd
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:107342:MO:2017-05-08	May 15, 2017	May 25, 2017	SAINT LOUIS, MO	Firm change

Relationships

Registered with (7)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jan 21, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 25, 2022 to Nov 14, 2024factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e792f687-67bf-ab28-848b-f661a1ffe584
First observed: May 23, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.