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Advisor at HIGHTOWER ADVISORS, LLC
Bellevue, WA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Dec 9, 2022 | n/a | yes | CHICAGO, IL|Bellevue, WA | Current employment |
| SOVEREIGN WEALTH ADVISORS, INC. | Former SEC adviser | Feb 13, 2018 | Dec 20, 2022 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOVEREIGN WEALTH ADVISORS, INC. | HIGHTOWER ADVISORS, LLC | Dec 20, 2022 | Dec 9, 2022 | -11 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140639:145323:WA:2022-12-20 | Dec 20, 2022 | Dec 9, 2022 | BELLEVUE, WA | Firm change |