DFX Intelligence

P•••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

P•••• M•••••• C••••••

Advisor at O••••••••• A•••• M•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:e7ad9856-8aa1-31dd-8069-df23d935256b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Apr 7, 2021	n/a	yes	NEW YORK, NY	Current employment
O••••••••• A•••• M•••••••••	Bd affiliated wealth	Aug 18, 2005	n/a	yes	NEW YORK, NY	Current employment

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ O••••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 18, 2005 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7ad9856-8aa1-31dd-8069-df23d935256b
First observed: Aug 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.