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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)47 years in industry

BRUCE PHILLIPS STONE

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

Tucson, AZ | COSTA MESA, CA

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Search this name across graphsid dfx:ria:e7b097ee-5758-2401-da15-d30f4c7e82f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S66
First exam: Oct 2, 2002
First registration: Nov 30, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 842768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	May 13, 2010	n/a	yes	COSTA MESA, CA\|Tucson, AZ	Current employment
Stonekimbro	Former SEC adviser	Feb 25, 2022	Jun 19, 2025	no	COSTA MESA, CA	Previous registration
AFA ADVISOR SERVICES LLC	n/a	Dec 1, 2005	Apr 29, 2010	no	PASADENA, CA\|CALABASAS, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Nov 7, 2005	no	PASADENA, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Nov 30, 1998	Oct 31, 2005	no	PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Stonekimbro	n/a	Jun 19, 2025	n/a	n/a	Departure no registered destination	Departure
AFA ADVISOR SERVICES LLC	INDEPENDENT FINANCIAL GROUP, LLC	Apr 29, 2010	May 13, 2010	14	Firm change	Other
SAGEPOINT FINANCIAL, INC.	AFA ADVISOR SERVICES LLC	Nov 7, 2005	Dec 1, 2005	24	Firm change	Other
SENTRA SECURITIES CORPORATION	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
May 13, 2010 to presentfactForm ADV
→ STONEKIMBRORegistered adviserregistration: previous registration
Feb 25, 2022 to Jun 19, 2025factForm ADV
→ AFA ADVISOR SERVICES LLCRegistered adviserregistration: previous registration
Dec 1, 2005 to Apr 29, 2010factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Nov 7, 2005factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 30, 1998 to Oct 31, 2005factForm ADV

Dated events

Occurred
Jun 19, 2025
Advisor departed, no destination yet
Bruce Phillips Stone no longer registered at Stonekimbro; no later IA registration on IAPD
Form ADVobserved 6 days ago