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Advisor at DIVERSIFI CAPITAL INC
LOS ALTOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFI CAPITAL INC | Independent wealth | Dec 22, 2023 | n/a | yes | LOS ALTOS, CA | Current employment |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Sep 12, 2018 | Oct 21, 2020 | no | Newport Beach, CA|Newport Beach, CA | Previous registration |
| ALDRICH WEALTH LP | Independent wealth | Mar 7, 2016 | Jun 14, 2018 | no | San Diego, CA | Previous registration |
| DRAGON FINANCIAL GROUP | Former SEC adviser | Jan 5, 2016 | Feb 22, 2016 | no | SAN MATEO, CA | Previous registration |
| DRAGON FINANCIAL GROUP | Former SEC adviser | Jul 22, 2014 | Feb 22, 2016 | no | SAN MATEO, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 2, 2012 | Jan 2, 2013 | no | IRVINE, CA|FOUNTAIN VALLEY, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | DIVERSIFI CAPITAL INC | Oct 21, 2020 | Dec 22, 2023 | 1,157 | Firm change after gap | RIA to RIA |
| ALDRICH WEALTH LP | MERCER GLOBAL ADVISORS INC. | Jun 14, 2018 | Sep 12, 2018 | 90 | Firm change | RIA to RIA |
| DRAGON FINANCIAL GROUP | DRAGON FINANCIAL GROUP | Feb 22, 2016 | Jan 5, 2016 | -48 | Channel change | Other |
| DRAGON FINANCIAL GROUP | ALDRICH WEALTH LP | Feb 22, 2016 | Mar 7, 2016 | 14 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | DRAGON FINANCIAL GROUP | Jan 2, 2013 | Jul 22, 2014 | 566 | Firm change after gap | Other |