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Advisor at MMA SECURITIES LLC
Portland, ME | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | No RAUM reported | Jun 20, 2023 | n/a | yes | Portland, ME|Boston, MA | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Feb 29, 2016 | May 15, 2023 | no | WALTHAM, MA|Portland, ME|WALTHAM, MA|SOUTH PORTLAND, ME|BIRMINGHAM, AL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Apr 8, 2008 | Feb 19, 2009 | no | BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | MMA SECURITIES LLC | May 15, 2023 | Jun 20, 2023 | 36 | Firm change | Other |
| STRATEGIC ADVISERS LLC | PRINCIPAL SECURITIES, INC. | Feb 19, 2009 | Feb 29, 2016 | 2,566 | Firm change after gap | Other |