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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CORTTEX CAPITAL

CORTTEX CAPITAL GESTAO DE RECURSOS LTDA., CRD 167326

SAO PAULO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7b3d978-76e1-8de4-1130-2f1dc2e6fdc4

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2013 to Mar 31, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $91.6MItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $91.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $88.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $91.6M
SEC number: 801-78028
CRD: 167326
Filings on the tape: 5
First filed: Apr 30, 2013
Latest filed: Mar 31, 2015
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OC 527 OFFSHORE FUND, LTD.	Hedge Fund	$74.0M	Mar 31, 2015	20	Mar 31, 2014	reported	n/a
CORTTEX CAPITAL MASTER FUND, SPC - SEGREGATED PORTFOLIO ALPHA	Hedge Fund	$14.8M	Mar 31, 2015	15	Apr 30, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORTTEX CAPITAL HOLDING LTDA.	Member	E	yes	04/2012	Apr 30, 2013	Mar 31, 2015
GARCIA, LUIS ALBERTO, PIMENTA	MANAGING MEMBER	C	yes	04/2012	Apr 30, 2013	Mar 31, 2015
LOPES, EDUARDO, CAMARA	Member	C	yes	08/2012	Apr 30, 2013	Mar 31, 2015
GARCIA, LUIS ALBERTO, PIMENTA	MANAGING MEMBER, CHIEF INVESTMENTS OFFICER	Na	no	04/2012	Apr 30, 2013	Mar 31, 2015
LOPES, EDUARDO, CAMARA	CHIEF INVESTMENTS OFFICER	Na	no	04/2012	Apr 30, 2013	Mar 31, 2015
MOURA, JOAO PAULO, BOZZINI	ELECTED MANAGER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	Na	no	04/2012	Apr 30, 2013	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORTTEX CAPITAL MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$91.6M	$91.6M	12	6	n/a	2	$88.8M
2013	Mar 31, 2014	$197M	$197M	15	5	n/a	2	$178M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$91.6M	$197M	-53.5%	n/a	n/a	12	15	n/a	n/a

Relationships

Advises (2)

→ OC 527 OFFSHORE FUND, LTD.Private fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ CORTTEX CAPITAL MASTER FUND, SPC - SEGREGATED PORTFOLIO ALPHAPrivate fundHedge Fund, IA
Apr 30, 2013 to presentfactForm ADV

Controls (3)

← GARCIA, LUIS ALBERTO, PIMENTAOwnerMANAGING MEMBER, ownership code C, individual
Apr 30, 2013 to presentfactForm ADV
← LOPES, EDUARDO, CAMARAOwnerMEMBER, ownership code C, individual
Apr 30, 2013 to presentfactForm ADV
← CORTTEX CAPITAL HOLDING LTDA.OwnerMEMBER, ownership code E, foreign entity
Apr 30, 2013 to presentfactForm ADV

Owns (3)

← GARCIA, LUIS ALBERTO, PIMENTAOwnerMANAGING MEMBER, CHIEF INVESTMENTS OFFICER, ownership code NA, individual
Apr 30, 2013 to presentfactForm ADV
← LOPES, EDUARDO, CAMARAOwnerCHIEF INVESTMENTS OFFICER, ownership code NA, individual
Apr 30, 2013 to presentfactForm ADV
← MOURA, JOAO PAULO, BOZZINIOwnerELECTED MANAGER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2013 to presentfactForm ADV

Dated events

Occurred
Apr 30, 2013
First Form ADV filing
Corttex Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7b3d978-76e1-8de4-1130-2f1dc2e6fdc4
First observed: Apr 30, 2013
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORTTEX CAPITAL

CORTTEX CAPITAL GESTAO DE RECURSOS LTDA., CRD 167326

SAO PAULO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7b3d978-76e1-8de4-1130-2f1dc2e6fdc4

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OC 527 OFFSHORE FUND, LTD.

Hedge Fund

$74.0M

Mar 31, 2015

Mar 31, 2014

reported

n/a

CORTTEX CAPITAL MASTER FUND, SPC - SEGREGATED PORTFOLIO ALPHA

Hedge Fund

$14.8M

Mar 31, 2015

Apr 30, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORTTEX CAPITAL HOLDING LTDA.

Member

yes

04/2012

Apr 30, 2013

Mar 31, 2015

GARCIA, LUIS ALBERTO, PIMENTA

MANAGING MEMBER

yes

04/2012

Apr 30, 2013

Mar 31, 2015

LOPES, EDUARDO, CAMARA

Member

yes

08/2012

Apr 30, 2013

Mar 31, 2015

GARCIA, LUIS ALBERTO, PIMENTA

MANAGING MEMBER, CHIEF INVESTMENTS OFFICER

04/2012

Apr 30, 2013

Mar 31, 2015

LOPES, EDUARDO, CAMARA

CHIEF INVESTMENTS OFFICER

04/2012

Apr 30, 2013

Mar 31, 2015

MOURA, JOAO PAULO, BOZZINI

ELECTED MANAGER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER

04/2012

Apr 30, 2013

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORTTEX CAPITAL MANAGEMENT LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$91.6M

n/a

$88.8M

2013

Mar 31, 2014

$197M

n/a

$178M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$91.6M

$197M

-53.5%

n/a