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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

MATTHEW KLEIN

Advisor at STRATEGIC ADVISERS LLC

DUMONT, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:e7b57620-284c-d524-5dd7-5ec46cfa968a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 30, 2019
First registration: Jun 18, 2020
Dual registered: yes, broker-dealer
Other names: MATT KLEIN|Matthew Klein|Matthew Christopher Klein
IAPD individual key: 7012558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	NEW YORK, NY\|DUMONT, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 20, 2022	Mar 31, 2025	no	NEW YORK, NY	Previous registration
AJF CAPITAL MANAGEMENT, INC.	Independent wealth	Aug 10, 2021	Apr 14, 2022	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 18, 2020	Jul 13, 2021	no	PURCHASE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AJF CAPITAL MANAGEMENT, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 14, 2022	May 20, 2022	36	Firm change	RIA to ibd
MORGAN STANLEY	AJF CAPITAL MANAGEMENT, INC.	Jul 13, 2021	Aug 10, 2021	28	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 20, 2022 to Mar 31, 2025factForm ADV
→ AJF CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 10, 2021 to Apr 14, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 18, 2020 to Jul 13, 2021factForm ADV

Dated events

Occurred
Apr 14, 2022
Advisor changed firm
Matthew Klein left Ajf Capital Management, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-05-20)
Form ADVobserved 5 days ago