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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CG CAPITAL MANAGEMENT, LLC

CRD 283988

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7c063f1-baf9-95b0-cc35-9c7bfd704df3

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2016 to Mar 30, 2018
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 10
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-108300
CRD: 283988
Filings on the tape: 7
First filed: Aug 16, 2016
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CG CAPITAL MARKETS HOLDINGS, LLC	MANAGING MEMBER	E	yes	09/2015	Aug 16, 2016	Mar 30, 2018
FRELLUM, LLC	Member	E	yes	06/2015	Aug 16, 2016	Mar 30, 2018
HOUSE, DAVID, WAYNE	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	Na	yes	09/2015	Aug 16, 2016	Mar 30, 2018
MULLER, THEO	Member	C	yes	01/2004	Aug 16, 2016	Mar 30, 2018
MULLER, WALTER	Member	C	yes	01/2004	Aug 16, 2016	Mar 30, 2018
PASTINE, ARMAND, RALPH	Manager	Na	yes	09/2015	Aug 16, 2016	Mar 30, 2018
SINGER, STEVEN, FREDERIC	CHIEF FINANCIAL OFFICER	Na	yes	07/2017	Aug 2, 2017	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CG CAPITAL MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$0	$0	10	1	1	n/a	n/a
2016	Mar 30, 2017	$0	$0	10	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$0	$0	n/a	n/a	n/a	10	10	1	n/a

Relationships

Controls (7)

← PASTINE, ARMAND, RALPHOwnerMANAGER, ownership code NA, individual
Aug 16, 2016 to presentfactForm ADV
← SINGER, STEVEN, FREDERICOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 2, 2017 to presentfactForm ADV
← HOUSE, DAVID, WAYNEOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER, ownership code NA, individual
Aug 16, 2016 to presentfactForm ADV
← MULLER, THEOOwnerMEMBER, ownership code C, individual
Aug 16, 2016 to presentfactForm ADV
← MULLER, WALTEROwnerMEMBER, ownership code C, individual
Aug 16, 2016 to presentfactForm ADV
← CG CAPITAL MARKETS HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 16, 2016 to presentfactForm ADV
← FRELLUM, LLCOwnerMEMBER, ownership code E, domestic entity
Aug 16, 2016 to presentfactForm ADV

Dated events

Occurred
Aug 16, 2016
First Form ADV filing
Cg Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7c063f1-baf9-95b0-cc35-9c7bfd704df3
First observed: Aug 16, 2016
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CG CAPITAL MANAGEMENT, LLC

CRD 283988

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7c063f1-baf9-95b0-cc35-9c7bfd704df3

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CG CAPITAL MARKETS HOLDINGS, LLC

MANAGING MEMBER

yes

09/2015

Aug 16, 2016

Mar 30, 2018

FRELLUM, LLC

Member

yes

06/2015

Aug 16, 2016

Mar 30, 2018

HOUSE, DAVID, WAYNE

CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER

yes

09/2015

Aug 16, 2016

Mar 30, 2018

MULLER, THEO

Member

yes

01/2004

Aug 16, 2016

Mar 30, 2018

MULLER, WALTER

Member

yes

01/2004

Aug 16, 2016

Mar 30, 2018

PASTINE, ARMAND, RALPH

Manager

yes

09/2015

Aug 16, 2016

Mar 30, 2018

SINGER, STEVEN, FREDERIC

CHIEF FINANCIAL OFFICER

yes

07/2017

Aug 2, 2017

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CG CAPITAL MARKETS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

n/a

2016

Mar 30, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

n/a