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D•••• W•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner37 years in industry

D•••• W•••• H•••••

Advisor at S••••• W••••• M•••••••••

BIRMINGHAM, AL | ROCKFORD, IL

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Search this name across graphsid dfx:ria:e7cde861-49cc-8b2f-802a-cde3b16a5a7e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Dec 4, 2023	n/a	yes	BIRMINGHAM, AL\|ROCKFORD, IL	Current employment
B••••••••• W••••• M•••••••••	Former SEC adviser	Aug 9, 2012	Mar 19, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	S••••• W••••• M•••••••••	Mar 19, 2024	Dec 4, 2023	-106	Firm change after gap	RIA to RIA
O•••• F•• I•••	B••••••••• W••••• M•••••••••	Aug 20, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164100:107271:AL:2024-03-19	Mar 19, 2024	Dec 4, 2023	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (3)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 4, 2023 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 9, 2012 to Mar 19, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Apr 19, 2000 to Aug 20, 2012factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
D•••• W•••• H••••• left B••••••••• W••••• M••••••••• for S••••• W••••• M••••••••• (registered 2023-12-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7cde861-49cc-8b2f-802a-cde3b16a5a7e
First observed: Apr 19, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.