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Advisor at ESI FINANCIAL ADVISORS
TIMONIUM, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Jun 28, 2023 | n/a | yes | TIMONIUM, MD | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 3, 2020 | Jun 8, 2023 | no | North Bethesda, MD|Hunt Valley, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | ESI FINANCIAL ADVISORS | Jun 8, 2023 | Jun 28, 2023 | 20 | Firm change | Ibd to RIA |