D•••••• W••••

Advisor at F••••••

SAN FRANCISCO, CA | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7ea2021-0b4a-78a3-0e4d-898ceae277a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Aug 21, 2025	n/a	yes	Houston, TX\|SAN FRANCISCO, CA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Feb 17, 2023	May 12, 2025	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	F••••••	May 12, 2025	Aug 21, 2025	101	Firm change	Ibd to RIA
H•• I••••••••• P•••••••• L••	N••• F•••••••• G••••• I•••	Nov 18, 2022	Feb 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
112685:307956:TX:2020-12-08	Dec 8, 2020	Jul 3, 2020	AUSTIN, TX	Firm change after gap

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 17, 2023 to May 12, 2025factForm ADV
→ H•• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Nov 18, 2022factForm ADV
→ T•• A•••••••• L•

Dated events

Occurred
May 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7ea2021-0b4a-78a3-0e4d-898ceae277a6
First observed: Aug 7, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.