This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NUVEEN ASSET MANAGEMENT, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 17, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S66

First exam

Jun 17, 2014

First registration

Jun 17, 2014

Dual registered

yes, broker-dealer

Other names

CARRIE ABBOTT|CARRIE ELIZABETH ABBOTT|Carrie E Abbott

IAPD individual key

6248372

• Occurred

  May 6, 2022
  Advisor changed firm

  Carrie Elizabeth Abbott left Charles Schwab & Co., Inc. for Nuveen Asset Management, Llc (registered 2022-07-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e7ed2361-4b97-847f-cfed-5461782c050d

First observed

Jun 17, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.