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Advisor at COMMONWEALTH FINANCIAL NETWORK
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 2, 2011 | n/a | yes | BRENTWOOD, TN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 21, 2005 | Sep 12, 2011 | no | FRANKLIN, TN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | COMMONWEALTH FINANCIAL NETWORK | Sep 12, 2011 | Sep 2, 2011 | -10 | Firm change | Wirehouse to ibd |