DFX Intelligence

H••••••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

H••••••••• W•••••

H••••••••• INVESTMENT MANAGEMENT, LLC, CRD 165771

FRANKLIN, TN

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Search this name across graphsid dfx:ria:e7f8e551-0b5b-fca2-1799-21c69b6b14d3

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Apr 3, 2014 to Mar 31, 2022
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-79585
CRD: 165771

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• W•••••• C••••••	PRESIDENT / MANAGING PARTNER	Na	yes	08/2008	Apr 3, 2014	Mar 31, 2022
H•••• C••••• A•••••	CHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER	Na	yes	08/2008	Apr 3, 2014	Mar 31, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	$595M	n/a	$393M	n/a	7	7	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	5	May 5, 2022	Jun 29, 2023	FRANKLIN, TN	Firm absorbed	Other	100.0%

Relationships

Controls (3)

← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Feb 14, 2022 to presentfactForm ADV
← H•••• C••••• A•••••OwnerCHIEF EXECUTIVE OFFICER / MANAGING PARTNER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2014 to presentfactForm ADV
← G••••••• W•••••• C••••••OwnerPRESIDENT / MANAGING PARTNER, ownership code NA, individual
Apr 3, 2014 to presentfactForm ADV

Owns (1)

← G••••••••• C•••••••• P•OwnerFINANCIAL ADVISOR, PARTNER, ownership code NA, individual

Dated events

Occurred
May 5, 2022
Firm absorbed
H••••••••• W•••••'s advisors moved to M••••• G••••• A••••••• I••• (Franklin, TN): 5 of 5 registered, on the same day
Form ADVobserved 7 days ago
5 advisors
Occurred
May 5, 2022
Advisor changed firm
Robert A Nurse left H••••••••• W••••• for M••••• G••••• A••••••• I••• (registered 2023-06-29)
Form ADVobserved 7 days ago
Occurred
May 5, 2022
Advisor changed firm
Claud Arthur Haws left H••••••••• W••••• for M••••• G••••• A••••••• I••• (registered 2022-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7f8e551-0b5b-fca2-1799-21c69b6b14d3
First observed: Apr 3, 2014
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.