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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HEMSLEY ADVISORS, LTD.

CRD 106414

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7f970ba-5332-9aa4-a0c5-3abecf3c2d06

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Apr 21, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $638MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $85.1M
Private client RAUM: $630MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $160Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 745
Individual clients: 197
High net worth clients: 127
Custody, client assets: $283M
SEC number: 801-47007
CRD: 106414
Filings on the tape: 33
First filed: Mar 30, 2012
Latest filed: Apr 21, 2026
Organised: Corporation, IL
Website: hemsleyadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGE GERARD HEMSLEY	Certified Financial Planner	CHICAGO, IL \| BARRINGTON, IL	28	43	n/a	no
NICHOLAS MICHAEL MARTIN	n/a	CHICAGO, IL	7	21	n/a	no
ALEXANDER VINCENT HEMSLEY	Certified Financial Planner	CHICAGO, IL	6	11	n/a	no
Robert Domenic DiLegge	n/a	CHICAGO, IL \| Clearwater, FL	2	17	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEMSLEY, GEORGE, GERARD	TRUSTEE, THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015	D	yes	01/2015	Mar 30, 2012	Mar 29, 2024
HEMSLEY, JOANNE, CATERINA	CHIEF FINANCIAL OFFICER/ SECRETARY	D	yes	01/2020	Mar 30, 2012	Mar 29, 2024
MARTIN, NICHOLAS, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Jan 16, 2020	Mar 29, 2024
THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015	Trust	E	yes	01/2015	Mar 30, 2020	Mar 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Barrington	IL	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$638M	$85.1M	5	4	1	n/a	n/a
2024	Mar 31, 2025	$541M	$53.2M	5	4	1	n/a	n/a
2023	Mar 29, 2024	$479M	$47.8M	5	4	1	n/a	n/a
2022	Mar 31, 2023	$431M	$47.1M	4	3	1	n/a	n/a
2021	Mar 31, 2022	$455M	$32.9M	4	3	1	n/a	n/a
2020	Mar 31, 2021	$383M	$359M	4	3	1	n/a	n/a
2019	Mar 30, 2020	$388M	$12.6M	4	3	1	n/a	n/a
2018	Mar 27, 2019	$341M	$5.0M	3	3	1	n/a	n/a
2017	Mar 31, 2018	$310M	$0	4	4	1	n/a	n/a
2016	Mar 30, 2017	$259M	$0	4	4	n/a	n/a	n/a
2015	Mar 30, 2016	$218M	$0	4	4	n/a	n/a	n/a
2014	Mar 23, 2015	$217M	$0	4	4	n/a	n/a	n/a
2013	Mar 26, 2014	$187M	$0	4	4	n/a	n/a	n/a
2012	Mar 28, 2013	$143M	$0	3	3	n/a	n/a	n/a
2011	Mar 30, 2012	$123M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$638M	$541M	17.9%	$431M	14.0%	5	5	1	1

Relationships

Registered with (5)

← Robert Domenic DiLeggeAdvisorregistration: current employment
Nov 13, 2023 to presentfactForm ADV
← ALEXANDER VINCENT HEMSLEYAdvisorregistration: current employment
Jan 7, 2020 to presentfactForm ADV
← NICHOLAS MICHAEL MARTINAdvisorregistration: current employment
Jul 30, 2019 to presentfactForm ADV
← GEORGE GERARD HEMSLEYAdvisorregistration: current employment
Aug 23, 1998 to presentfactForm ADV
← TINA MARIE BARRILEAdvisorregistration: previous registration
Nov 18, 2004 to Dec 2, 2019factForm ADV

Controls (4)

← HEMSLEY, GEORGE, GERARDOwnerTRUSTEE, THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015, ownership code D, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← HEMSLEY, JOANNE, CATERINAOwnerCHIEF FINANCIAL OFFICER/ SECRETARY, ownership code D, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← MARTIN, NICHOLAS, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 16, 2020 to Mar 29, 2024factForm ADV
← THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015OwnerTRUST, ownership code E, domestic entity
Mar 30, 2020 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jan 16, 2020
Control person joined
Michael Nicholas Martin (Chief Compliance Officer) appeared on Schedule A of Hemsley Advisors, Ltd.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7f970ba-5332-9aa4-a0c5-3abecf3c2d06
First observed: Mar 30, 2012
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEMSLEY ADVISORS, LTD.

CRD 106414

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7f970ba-5332-9aa4-a0c5-3abecf3c2d06

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGE GERARD HEMSLEY

Certified Financial Planner

CHICAGO, IL | BARRINGTON, IL

n/a

NICHOLAS MICHAEL MARTIN

n/a

CHICAGO, IL

n/a

ALEXANDER VINCENT HEMSLEY

Certified Financial Planner

CHICAGO, IL

n/a

Robert Domenic DiLegge

n/a

CHICAGO, IL | Clearwater, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEMSLEY, GEORGE, GERARD

TRUSTEE, THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015

yes

01/2015

Mar 30, 2012

Mar 29, 2024

HEMSLEY, JOANNE, CATERINA

CHIEF FINANCIAL OFFICER/ SECRETARY

yes

01/2020

Mar 30, 2012

Mar 29, 2024

MARTIN, NICHOLAS, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2020

Jan 16, 2020

Mar 29, 2024

THE HEMSLEY DECLARATION OF TRUST U/A DATED 1/27/2015

Trust

yes

01/2015

Mar 30, 2020

Mar 29, 2024

City

State

Country

Employees

Also broker-dealer

Barrington

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$638M

$85.1M

n/a

2024

Mar 31, 2025

$541M

$53.2M

n/a

2023

Mar 29, 2024

$479M

$47.8M

n/a

2022

Mar 31, 2023

$431M

$47.1M

n/a

2021

Mar 31, 2022

$455M

$32.9M

n/a

2020

Mar 31, 2021

$383M

$359M

n/a

2019

Mar 30, 2020

$388M

$12.6M

n/a

2018

Mar 27, 2019

$341M

$5.0M

n/a

2017

Mar 31, 2018

$310M

n/a

2016

Mar 30, 2017

$259M

n/a

2015

Mar 30, 2016

$218M

n/a

2014

Mar 23, 2015

$217M

n/a

2013

Mar 26, 2014

$187M

n/a

2012

Mar 28, 2013

$143M

n/a

2011

Mar 30, 2012

$123M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$638M

$541M

17.9%

$431M

14.0%