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Advisor at LPL FINANCIAL LLC
MARIETTA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 1, 2018 | n/a | yes | MARIETTA, OH | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 14, 2015 | Jan 29, 2015 | no | MARIETTA, OH|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | LPL FINANCIAL LLC | Jan 29, 2015 | Nov 1, 2018 | 1,372 | Firm change after gap | Other |