DFX Intelligence

A••• P•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A••• P•••••• S••••

Advisor at W••••••• G••••• W••••• A•••••••

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:e7fac43e-b649-61f7-1333-a594620630a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• G••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• G••••• W••••• A•••••••	Independent wealth	Jan 6, 2020	n/a	yes	SANTA MONICA, CA	Current employment
W••••••• I••••••••• M••••••••• L••	Independent wealth	Aug 31, 2010	Dec 31, 2019	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I••••••••• M••••••••• L••	W••••••• G••••• W••••• A•••••••	Dec 31, 2019	Jan 6, 2020	6	Firm change	RIA to new firm
L•• F•••••••• L••	W••••••• I••••••••• M••••••••• L••	Dec 2, 2010	Aug 31, 2010

Relationships

Registered with (3)

→ W••••••• G••••• W••••• A•••••••Registered adviserregistration: current employment
Jan 6, 2020 to presentfactForm ADV
→ W••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 31, 2010 to Dec 31, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2009 to Dec 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7fac43e-b649-61f7-1333-a594620630a3
First observed: Aug 27, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.