DFX Intelligence

M•••••• L••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

M•••••• L••••••• L•••••

Advisor at O•••• W•••••• I•••

MITCHELL, SD

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Search this name across graphsid dfx:ria:e8015bdf-4789-865f-49c3-fcd838a8d2a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 9, 2021	n/a	yes	MITCHELL, SD	Current employment
D••• F•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Dec 16, 2019	Dec 10, 2021	no	MITCHELL, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• F•••••••• I••••••••• A•••••••• L••	O•••• W•••••• I•••	Dec 10, 2021	Apr 9, 2021	-245	Firm change after gap	RIA to ibd
D••• F•••••••• I••••••••• A•••••••	D••• F•••••••• I••••••••• A•••••••• L••	Dec 13, 2019	Dec 16, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
304424:23131:SD:2021-12-10	Dec 10, 2021	Apr 9, 2021	MITCHELL, SD	Firm change after gap
123922:304424:SD:2019-12-13	Dec 13, 2019	Dec 16, 2019	MITCHELL, SD	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 9, 2021 to presentfactForm ADV
→ D••• F•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2019 to Dec 10, 2021factForm ADV
→ D••• F•••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2002 to Dec 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8015bdf-4789-865f-49c3-fcd838a8d2a8
First observed: Dec 10, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.