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C••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

C••••••••• P••••••• L••

CRD 118221

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:e8021537-7c31-653c-3e18-bad6533230d3

Data as of Mar 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Mar 27, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.9B••• Locked
Discretionary RAUM: $5.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• S••••• B•••••••	MANAGING DIRECTOR, MEMBER	B	yes	01/2015	Mar 27, 2015	Mar 27, 2020
L••••• C••••••••• C•••••••	SENIOR MANAGING DIRECTOR, MEMBER	B	yes	01/2011	Mar 16, 2012	Mar 27, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$8.9B	$9.9B	-10.1%	$9.1B	-0.5%	23	23	0	0

Relationships

Controls (4)

← L••••• C••••••••• C•••••••OwnerSENIOR MANAGING DIRECTOR, MEMBER, ownership code B, individual
Mar 16, 2012 to presentfactForm ADV
← S•••••••• K••••• W••••••OwnerSENIOR MANAGING DIRECTOR, MEMBER, ownership code B, individual
Mar 16, 2012 to presentfactForm ADV
← R••••••• D••••• A•••••OwnerSENIOR MANAGING DIRECTOR, MEMBER, ownership code B, individual
Mar 27, 2014 to presentfactForm ADV
← G••••• S••••• B•••••••OwnerMANAGING DIRECTOR, MEMBER, ownership code B, individual
Mar 27, 2015 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8021537-7c31-653c-3e18-bad6533230d3
First observed: Mar 16, 2012
Last observed: Mar 27, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.