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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL DAVID WEBB

Advisor at LPL FINANCIAL LLC

DUNCANSVILLE, PA | ROARING SPRING, PA | BEDFORD, PA | TYRONE, PA | ALTOONA, PA

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Search this name across graphsid dfx:ria:e806c0c6-a53e-0e82-b60b-946effb2d1b0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 13, 1997
First registration: Jan 29, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2709445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 22, 2021	n/a	yes	BEDFORD, PA\|ALTOONA, PA\|ALTOONA, PA\|DUNCANSVILLE, PA\|ROARING SPRING, PA\|TYRONE, PA\|ALTOONA, PA	Current employment
M&T SECURITIES, INC.	n/a	May 11, 2017	Jun 9, 2021	no	WILLIAMSPORT, PA\|ALTOONA, PA\|ALTOONA, PA\|ALTOONA, PA\|DUNCANSVILLE, PA\|Leesburg, VA\|LOYSBURG, PA\|BALTIMORE, MD	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 14, 2015	Oct 11, 2016	no	Hollidaysburg, PA\|Bedford, PA\|Altoona, PA\|Claysburg, PA\|Duncansville, PA\|Osterburg, PA\|Altoona, PA\|Altoona, PA\|MERIDEN, CT\|Alum Bank, PA\|Altoona, PA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Mar 3, 2014	Oct 16, 2015	no	HOLLIDAY, PA\|Altoona, PA\|DUNCANSVILLE, PA\|ALTOONA, PA\|ALUM BANK, PA\|ALTOONA, PA\|ALTOONA, PA\|OSTERBURG, PA\|BEDFORD, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 5, 2006	Feb 5, 2014	no	HOLLIDAYSBURG, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 29, 2002	May 25, 2006	no	ALTOONA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 22, 2021	13	Bulk transfer	Other
OSAIC INSTITUTIONS, INC.	M&T SECURITIES, INC.	Oct 11, 2016	May 11, 2017	212	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Oct 16, 2015	Oct 14, 2015	-2	Firm change	Other
WELLS FARGO ADVISORS	ESSEX NATIONAL SECURITIES, INC.	Feb 5, 2014	Mar 3, 2014	26	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	May 25, 2006	May 5, 2006	-20	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
25454:35371:PA:2015-10-16	Oct 16, 2015	Oct 14, 2015	BEDFORD, PA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
May 11, 2017 to Jun 9, 2021factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 14, 2015 to Oct 11, 2016factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 3, 2014 to Oct 16, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 5, 2006 to Feb 5, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 29, 2002 to May 25, 2006factForm ADV

Dated events

No dated event names this entity yet.