DFX Intelligence

R•••••• G••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

R•••••• G••• W•••••

Advisor at A•• W••••• A•••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:e80b29c4-2ebb-b70d-24e6-da1d51247fe4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• A•••••••• L••	Independent wealth	May 29, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
C•••••••• C•••••• P•••••••• L••	Other adviser	Apr 10, 2024	Apr 15, 2026	no	Scottsdale, AZ\|ROCHESTER, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• C•••••• P•••••••• L••	A•• W••••• A•••••••• L••	Apr 15, 2026	May 29, 2026	44	Firm change	Other

Relationships

Registered with (2)

→ A•• W••••• A•••••••• L••Registered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ C•••••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2024 to Apr 15, 2026factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e80b29c4-2ebb-b70d-24e6-da1d51247fe4
First observed: Apr 10, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.