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RIA / WealthAdvisorCertified Financial Planner33 years in industry

JOHN MATTHEW PIERSHALE

Advisor at PIERSHALE WEALTH MANAGEMENT, LLC

CRYSTAL LAKE, IL

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Search this name across graphsid dfx:ria:e8102876-b2bf-8d46-9d41-6c44e4724231

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PIERSHALE WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jun 16, 1993
First registration: Jun 16, 2003
Dual registered: no
Other names: JOHN M PIERSHALE
IAPD individual key: 2335715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PIERSHALE WEALTH MANAGEMENT, LLC	State registered	Mar 29, 2021	n/a	yes	CRYSTAL LAKE, IL	Current employment
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Nov 2, 2021	Aug 19, 2025	no	CRYSTAL LAKE, IL\|SARASOTA, FL	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Apr 18, 2019	Apr 15, 2021	no	MCHENRY, IL\|DOWNERS GROVE, IL\|Crystal Lake, IL	Previous registration
PIERSHALE FINANCIAL GROUP, INC.	Former SEC adviser	Aug 1, 2013	Jun 20, 2019	no	BARRINGTON, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 23, 2008	Jul 23, 2013	no	SPRINGFIELD, IL\|SAN DIEGO, CA\|SPRINGFIELD, IL\|SPRINGFIELD, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 14, 2005	May 27, 2008	no	SPRINGFIELD, IL	Previous registration
COMMERCE BROKERAGE SERVICES, INC	Former SEC adviser	Nov 19, 2004	Nov 7, 2005	no	BLOOMINGTON, IL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Oct 8, 2003	Dec 17, 2004	no	MISHAWAKA , IN	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 16, 2003	Oct 3, 2003	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORIGIN INVESTMENT ADVISORY LLC	n/a	Aug 19, 2025	n/a	n/a	Departure no registered destination	Departure
AUSDAL FINANCIAL PARTNERS, INC.	PIERSHALE WEALTH MANAGEMENT, LLC	Apr 15, 2021	Mar 29, 2021	-17	Firm change	RIA to state RIA
PIERSHALE FINANCIAL GROUP, INC.	AUSDAL FINANCIAL PARTNERS, INC.	Jun 20, 2019	Apr 18, 2019	-63	Firm change after gap	RIA to RIA
LPL FINANCIAL LLC	PIERSHALE FINANCIAL GROUP, INC.	Jul 23, 2013	Aug 1, 2013	9	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	May 27, 2008	May 23, 2008	-4	Firm change	Other
COMMERCE BROKERAGE SERVICES, INC	CHASE INVESTMENT SERVICES CORP.	Nov 7, 2005	Nov 14, 2005	7	Firm change	Other
NATCITY INVESTMENTS, INC.	COMMERCE BROKERAGE SERVICES, INC	Dec 17, 2004	Nov 19, 2004	-28	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	NATCITY INVESTMENTS, INC.	Oct 3, 2003	Oct 8, 2003	5	Firm change	Other

Relationships

Registered with (9)

→ PIERSHALE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 29, 2021 to presentfactForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Nov 2, 2021 to Aug 19, 2025factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Apr 18, 2019 to Apr 15, 2021factForm ADV
→ PIERSHALE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 1, 2013 to Jun 20, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 23, 2008 to Jul 23, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 14, 2005 to May 27, 2008factForm ADV
→ COMMERCE BROKERAGE SERVICES, INCRegistered adviserregistration: previous registration
Nov 19, 2004 to Nov 7, 2005factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 8, 2003 to Dec 17, 2004factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2003 to Oct 3, 2003factForm ADV

Dated events

Occurred
Aug 19, 2025
Advisor departed, no destination yet
John Matthew Piershale no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago