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F•••••• C•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

F•••••• C•••••• A••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | COCONUT GROVE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 26, 2021	n/a	yes	PLYMOUTH, MN\|COCONUT GROVE, FL	Current employment
I••••••• S••••••••	Former SEC adviser	Feb 21, 2003	Nov 19, 2021	no	COCONUT GROVE, FL\|COCONUT GROVE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• S••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Nov 19, 2021	Oct 26, 2021	-24	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
106532:116407:FL:2021-11-19	Nov 19, 2021	Oct 26, 2021	COCONUT GROVE, FL	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ I••••••• S••••••••Registered adviserregistration: previous registration
Feb 21, 2003 to Nov 19, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.