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Advisor at HIGHTOWER ADVISORS, LLC
Newport Beach, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | CHICAGO, IL|Newport Beach, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 1, 2017 | May 27, 2022 | no | Lone Tree, CO|Newport Beach, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | HIGHTOWER ADVISORS, LLC | May 27, 2022 | Jan 12, 2026 | 1,326 | Firm change after gap | Ibd to ibd |