DFX Intelligence

V•••••• R•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

V•••••• R•••••• H•••

Advisor at L•• F•••••••• L••

CHICKASHA, OK | NORMAN, OK

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Search this name across graphsid dfx:ria:e8166824-35e6-b38c-8345-8f83a4725b98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	n/a	yes	NORMAN, OK\|CHICKASHA, OK	Current employment
I••••••••• C•••••• O• A••••••• I•••	Former SEC adviser	Aug 31, 2000	Dec 5, 2017	no	WOODWARD, OK\|NORMAN, OK\|PURCELL, OK\|CHICKASHA, OK\|CHICKASHA, OK\|NORMAN, OK\|Norman, OK\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	L•• F•••••••• L••	Dec 5, 2017	Nov 29, 2017	-6	Bulk transfer	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2000 to Dec 5, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8166824-35e6-b38c-8345-8f83a4725b98
First observed: Aug 31, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.