DFX Intelligence
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Advisor at C•••••• S••••• • C••• I•••
New York City, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Sep 14, 2026 | n/a | yes | New York City, NY | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Nov 25, 2015 | Sep 4, 2026 | no | NEW YORK, NY|Purchase, NY|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | C•••••• S••••• • C••• I••• | Sep 4, 2026 | Sep 14, 2026 | 10 | Firm change | Wirehouse to ibd |
| J••• M••••• S••••••••• L•• | U•• F•••••••• S••••••• I••• | Dec 8, 2015 | Nov 25, 2015 |
| J••• M••••• S••••••••• L•• | Wirehouse | Jul 17, 2014 | Dec 8, 2015 | no | NEW YORK, NY | Previous registration |
| E••••• J•••• | National bd RIA | Jan 11, 2013 | Mar 31, 2014 | no | Maryland Heights, MO|Maryland Heights, MO|POMPTON PLAINS, NJ | Previous registration |
| -13 |
| Firm change |
| Wirehouse to wirehouse |
| E••••• J•••• | J••• M••••• S••••••••• L•• | Mar 31, 2014 | Jul 17, 2014 | 108 | Firm change | Ibd to wirehouse |