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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 14, 2020 | n/a | yes | PARAMUS, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 6, 2015 | Oct 3, 2019 | no | PARAMUS, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 6, 2015 | Jul 9, 2015 | no | PARAMUS, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 10, 2003 | Sep 4, 2014 | no | PARAMUS, NJ|WEEHAWKEN, NJ|PARAMUS, NJ|HACKENSACK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 3, 2019 | Jan 14, 2020 | 103 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | UBS FINANCIAL SERVICES INC. | Jul 9, 2015 | Jul 6, 2015 | -3 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Sep 4, 2014 | Apr 6, 2015 | 214 | Firm change | Other |