DFX Intelligence

D•••••• R• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

D•••••• R• R•••••

Advisor at F•••• P••••••• W•••••• L••

Tucson, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Oct 9, 2025	n/a	yes	Tucson, AZ	Current employment
S••••• I••••••••• M•••••••••	Former SEC adviser	Sep 20, 2022	Oct 23, 2025	no	Tucson, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M•••••••••	F•••• P••••••• W•••••• L••	Oct 23, 2025	Oct 9, 2025	-14	Firm change	RIA to RIA
S••••• I••••••••• M••••••••• L••	S••••• I••••••••• M•••••••••	Oct 1, 2021	Sep 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
315312:159289:AZ:2025-10-23	Oct 23, 2025	Oct 9, 2025	TUCSON, AZ	Firm change
106538:315312:AZ:2021-10-01	Oct 1, 2021	Sep 20, 2022	TUCSON, AZ	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Oct 9, 2025 to presentfactForm ADV
→ S••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Sep 20, 2022 to Oct 23, 2025factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2017 to Oct 1, 2021factForm ADV

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 1, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.