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Advisor at STEELPEAK WEALTH, LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEELPEAK WEALTH, LLC | Independent wealth | Apr 28, 2023 | n/a | yes | LOS ANGELES, CA | Current employment |
| PRIME OPPORTUNITIES INVESTMENT GROUP LLC | State registered | Jun 10, 2021 | Jun 27, 2023 | no | FOUNTAIN HILLS, AZ|OAKLAND, CA|LOS ANGELES, CA | Previous registration |
| ECHELON ASSET MANAGEMENT | Former SEC adviser | Apr 6, 2017 | May 18, 2018 | no | WESTPORT, CT|OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIME OPPORTUNITIES INVESTMENT GROUP LLC | STEELPEAK WEALTH, LLC | Jun 27, 2023 | Apr 28, 2023 | -60 | Firm change after gap | Other |
| ECHELON ASSET MANAGEMENT | PRIME OPPORTUNITIES INVESTMENT GROUP LLC | May 18, 2018 | Jun 10, 2021 | 1,119 | Firm change after gap | Other |