DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CARION CAPITAL LLC

CRD 157831

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e84ee199-4a25-b7b9-2cdc-004f761244bc

Data as of Apr 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2012 to Apr 20, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.0MItem 5.F on the latest filing (2012-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 12
SEC number: 801-72384
CRD: 157831
Filings on the tape: 1
First filed: Apr 20, 2012
Latest filed: Apr 20, 2012
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARION ESTATES, INC.	Member	D	yes	01/2011	Apr 20, 2012	Apr 20, 2012
CARION ESTATES, INC.	Member	D	yes	01/2011	Apr 20, 2012	Apr 20, 2012
RUPP, GEORGE, GYORGY	CHIEF COMPLIANCE OFFICER	B	yes	01/2011	Apr 20, 2012	Apr 20, 2012
SZANI, JANOS, NMN	MANAGING MEMBER	C	yes	01/2011	Apr 20, 2012	Apr 20, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 20, 2012	$25.0M	$20.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$25.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (3)

← RUPP, GEORGE, GYORGYOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Apr 20, 2012 to presentfactForm ADV
← SZANI, JANOS, NMNOwnerMANAGING MEMBER, ownership code C, individual
Apr 20, 2012 to presentfactForm ADV
← CARION ESTATES, INC.OwnerMEMBER, ownership code D, foreign entity
Apr 20, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e84ee199-4a25-b7b9-2cdc-004f761244bc
First observed: Apr 20, 2012
Last observed: Apr 20, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARION CAPITAL LLC

CRD 157831

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e84ee199-4a25-b7b9-2cdc-004f761244bc

Data as of Apr 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARION ESTATES, INC.

Member

yes

01/2011

Apr 20, 2012

CARION ESTATES, INC.

Member

yes

01/2011

Apr 20, 2012

RUPP, GEORGE, GYORGY

CHIEF COMPLIANCE OFFICER

yes

01/2011

Apr 20, 2012

SZANI, JANOS, NMN

MANAGING MEMBER

yes

01/2011

Apr 20, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 20, 2012

$25.0M

$20.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$25.0M

n/a