DFX Intelligence

F•••••••• Z•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

F•••••••• Z•••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Waco, TX

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Search this name across graphsid dfx:ria:e84f08c8-9bf2-ec13-8703-9534a7f5cd42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Dec 23, 2024	n/a	yes	Waco, TX\|GREENWOOD VILLAGE, CO	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 4, 2022	Dec 16, 2024	no	COLLEYVILLE, TX\|FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E•••••• A••••••• G••••• L••	Dec 16, 2024	Dec 23, 2024	7	Firm change	Wirehouse to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	J••• M••••• S••••••••• L••	Aug 24, 2022	Nov 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
288590:79:TX:2022-08-10	Aug 24, 2022	Nov 4, 2022	WESTLAKE, TX	Firm change

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Dec 23, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2022 to Dec 16, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2022 to Aug 24, 2022factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e84f08c8-9bf2-ec13-8703-9534a7f5cd42
First observed: Apr 6, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.