DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
BISMARCK, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 12, 2019 | n/a | yes | BISMARCK, ND | Current employment |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 28, 2006 | Apr 4, 2008 | no | MINOT, ND|Minot, ND | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 3, 2001 | May 5, 2003 | no | MINOT, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL FINANCIAL SERVICES, INC. | EDWARD JONES | Apr 4, 2008 | Mar 12, 2019 | 3,994 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | CAPITAL FINANCIAL SERVICES, INC. | May 5, 2003 | Nov 28, 2006 | 1,303 | Firm change after gap | Other |