DFX Intelligence

J•••• A•••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

J•••• A•••• U••••

Advisor at S••••••••• C•••••• M•••••••••

DANVERS, MA

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Search this name across graphsid dfx:ria:e85cb74f-41b5-88b0-56a8-baaffe69e949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• M•••••••••	Independent wealth	Jan 31, 2005	n/a	yes	DANVERS, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 2, 2004	Mar 2, 2010	no	LYNN, MA\|DANVERS, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••••••• C•••••• M•••••••••	Mar 2, 2010	Jan 31, 2005	-1,856	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 31, 2005 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 2, 2004 to Mar 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e85cb74f-41b5-88b0-56a8-baaffe69e949
First observed: Apr 2, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.