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Advisor at CERITY PARTNERS LLC
DENVER, CO | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Feb 8, 2022 | n/a | yes | DENVER, CO|NEW YORK, NY | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 17, 2021 | Aug 17, 2021 | no | LEAWOOD, KS|Lone Tree, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | CERITY PARTNERS LLC | Aug 17, 2021 | Feb 8, 2022 | 175 | Firm change | RIA to RIA |