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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

CAREY MICHAEL WOLF

Advisor at LPL FINANCIAL LLC

WEST BEND, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e86a6ee2-a295-7ac1-e003-0854a6e73b16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 5, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Aug 16, 1982
First registration: Jan 5, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1027032

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	WEST BEND, WI	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	Feb 19, 2014	Feb 14, 2018	no	WEST BEND, WI\|APPLETON, WI\|WEST BEND, WI\|APPLETON, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 5, 1998	Feb 27, 2014	no	SLINGER, WI\|RICHFIELD, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|COLGATE, WI\|HARTFORD, WI\|HALES CORNERS, WI\|MILWAUKEE, WI\|BROWN DEER, WI\|BROOKFIELD, WI\|ALLENTON, WI\|WEST BEND, WI\|WEST BEND, WI\|BEAVER DAM, WI\|GERMANTOWN, WI\|HARTFORD, WI\|JACKSON, WI\|KEWASKUM, WI\|PORT WASHINGTON, WI\|RANDOM LAKE, WI\|WEST BEND, WI\|WEST BEND, WI\|JUNEAU, WI\|WEST BEND, WI\|BEAVER DAM, WI\|WEST BEND, WI\|WEST BEND, WI\|WEST BEND, WI\|WEST BEND, WI\|WEST BEND, WI\|COLGATE, WI\|WEST BEND, WI\|COLGATE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Ibd to RIA
LPL FINANCIAL LLC	SII INVESTMENTS, INC.	Feb 27, 2014	Feb 19, 2014	-8	Firm change	Other

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 5, 1998 to Feb 27, 2014factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 19, 2014 to Feb 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e86a6ee2-a295-7ac1-e003-0854a6e73b16
First observed: Jan 5, 1998
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAREY MICHAEL WOLF

Advisor at LPL FINANCIAL LLC

WEST BEND, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e86a6ee2-a295-7ac1-e003-0854a6e73b16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 14, 2018

n/a

yes

WEST BEND, WI

Current employment

SII INVESTMENTS, INC.

Former SEC adviser

Feb 19, 2014

Feb 14, 2018

WEST BEND, WI|APPLETON, WI|WEST BEND, WI|APPLETON, WI

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Jan 5, 1998

Feb 27, 2014

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SII INVESTMENTS, INC.

LPL FINANCIAL LLC

Feb 14, 2018

Bulk transfer

Ibd to RIA

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

Feb 27, 2014

Feb 19, 2014

-8

Firm change

Other