A•••••••• P••••

Advisor at M•• I•••••••• S•••••••• L••

Scottsdale, AZ | Tempe, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e86c0c20-1892-31a6-2180-d95090bcb877

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 25, 2023	n/a	yes	Scottsdale, AZ\|Tempe, AZ	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 9, 2020	Sep 12, 2023	no	Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	M•• I•••••••• S•••••••• L••	Sep 12, 2023	Sep 25, 2023	13	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:10409:AZ:2023-09-12	Sep 12, 2023	Sep 25, 2023	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 25, 2023 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2020 to Sep 12, 2023factForm ADV

Dated events

Occurred
Sep 12, 2023
Advisor changed firm
A•••••••• P•••• left T••••••• I••••••••• M••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2023-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e86c0c20-1892-31a6-2180-d95090bcb877
First observed: Oct 9, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.