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RIA / WealthAdvisor24 years in industry

EDMUND SCOTT BORGMEIER

Advisor at POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX

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Search this name across graphsid dfx:ria:e86f50ee-aeef-fb4f-aa1f-c049835d6ca2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POST OAK PRIVATE WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 5, 2001
First registration: Nov 6, 2001
Dual registered: no
Other names: E. BORGMEIER
IAPD individual key: 4433822

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
POST OAK PRIVATE WEALTH ADVISORS	Independent wealth	May 30, 2018	n/a	yes	HOUSTON, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 4, 2018	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 21, 2004	Jan 1, 2008	no	HOUSTON, TX\|HOUSTON, TX\|ST. LOUIS, MO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 6, 2001	Jun 16, 2004	no	SUGARLAND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	POST OAK PRIVATE WEALTH ADVISORS	Jun 4, 2018	May 30, 2018	-5	Firm change	Wirehouse to RIA
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	A. G. EDWARDS & SONS, INC.	Jun 16, 2004	May 21, 2004	-26	Firm change	Other

Relationships

Registered with (4)

→ POST OAK PRIVATE WEALTH ADVISORSRegistered adviserregistration: current employment
May 30, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 4, 2018factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 21, 2004 to Jan 1, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 6, 2001 to Jun 16, 2004factForm ADV

Dated events

No dated event names this entity yet.