DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••• I••••••••• A•••••••• L••
LAGUNA NIGUEL, CA | Green Bay, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••• I••••••••• A•••••••• L•• | Independent wealth | Jun 8, 2020 | n/a | yes | LAGUNA NIGUEL, CA|Green Bay, WI | Current employment |
| C••••••••• S••••••••• L•• | Bd affiliated wealth | Aug 2, 2013 | Jun 5, 2020 | no | Overland Park, KS|GREEN BAY, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• S••••••••• L•• | T••• I••••••••• A•••••••• L•• | Jun 5, 2020 | Jun 8, 2020 | 3 | Firm change | Ibd to RIA |
| V••• F•••••••• A•••••••• I••• | M••• S••••••••• C••••••••• | Jul 29, 2009 | Feb 10, 2004 |
| M••• S••••••••• C••••••••• | n/a | Feb 10, 2004 | May 20, 2005 | no | CITRUS HEIGHT, CA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 17, 2000 | Jul 29, 2009 | no | GREEN BAY, WI|GREEN BAY, WI|MARINETTE, WI | Previous registration |
| -1,996 |
| Firm change after gap |
| Other |
| M••• S••••••••• C••••••••• | C••••••••• S••••••••• L•• | May 20, 2005 | Aug 2, 2013 | 2,996 | Firm change after gap | Other |