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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Overland Park, KS | Kansas City, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 12, 2025 | n/a | yes | Overland Park, KS|Kansas City, MO | Current employment |
| UMB FINANCIAL SERVICES, INC. | Independent wealth | Jan 23, 2024 | May 6, 2025 | no | KANSAS CITY, MO|Kansas City, MO | Previous registration |
| CONVERGENCE FINANCIAL | Independent wealth | Dec 9, 2022 | Jan 17, 2024 | no | Kansas City, MO|COLUMBIA, MO | Previous registration |
| UMB FINANCIAL SERVICES, INC. | Independent wealth | Mar 9, 2017 | Nov 30, 2022 | no | KANSAS CITY, MO|OVERLAND PARK, KS|Leawood, KS|KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UMB FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 6, 2025 | May 12, 2025 | 6 | Firm change | RIA to ibd |
| CONVERGENCE FINANCIAL | UMB FINANCIAL SERVICES, INC. | Jan 17, 2024 | Jan 23, 2024 | 6 | Firm change | RIA to ibd |
| UMB FINANCIAL SERVICES, INC. | CONVERGENCE FINANCIAL | Nov 30, 2022 | Dec 9, 2022 | 9 | Firm change | Ibd to RIA |