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RIA / WealthAdvisor36 years in industry

JOHN JOSEPH PESCE

Advisor at HUB INVESTMENT PARTNERS, LLC

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e88136f1-bafb-8fa9-a583-2bddfd3c9945

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jul 10, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

John Joseph Pesce

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUB INVESTMENT PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 8, 1993
First registration: Jul 10, 2001
Dual registered: no
Other names: JOSEPH JOHN PESCE
IAPD individual key: 2384301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Jan 6, 2022	n/a	yes	AUSTIN, TX	Current employment
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Jul 3, 2020	Dec 31, 2021	no	AUSTIN, TX	Previous registration
TCG ADVISORS, LP	Former SEC adviser	Jul 10, 2001	Dec 8, 2020	no	AUSTIN, TX	Previous registration
QA3 FINANCIAL LLC	n/a	Jul 10, 2001	Jun 15, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TCG ADVISORS, LP	HUB INVESTMENT PARTNERS, LLC	Dec 8, 2020	Jul 3, 2020	-158	Firm change after gap	Other
QA3 FINANCIAL LLC	TCG ADVISORS, LP	Jun 15, 2004	Jul 10, 2001	-1,071	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112685:307956:TX:2020-12-08	Dec 8, 2020	Jul 3, 2020	AUSTIN, TX	Firm change after gap

Relationships

Registered with (3)

→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 3, 2020 to Dec 31, 2021factForm ADV
→ TCG ADVISORS, LPRegistered adviserregistration: previous registration
Jul 10, 2001 to Dec 8, 2020factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 10, 2001 to Jun 15, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e88136f1-bafb-8fa9-a583-2bddfd3c9945
First observed: Jul 10, 2001
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN JOSEPH PESCE

Advisor at HUB INVESTMENT PARTNERS, LLC

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e88136f1-bafb-8fa9-a583-2bddfd3c9945

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HUB INVESTMENT PARTNERS, LLC

Independent wealth

Jan 6, 2022

n/a

yes

AUSTIN, TX

Current employment

HUB INVESTMENT PARTNERS, LLC

Independent wealth

Jul 3, 2020

Dec 31, 2021

AUSTIN, TX

Previous registration

TCG ADVISORS, LP

Former SEC adviser

Jul 10, 2001

Dec 8, 2020

AUSTIN, TX

Previous registration

QA3 FINANCIAL LLC

n/a

Jul 10, 2001

Jun 15, 2004

AUSTIN, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TCG ADVISORS, LP

HUB INVESTMENT PARTNERS, LLC

Dec 8, 2020

Jul 3, 2020

-158

Firm change after gap

Other

QA3 FINANCIAL LLC

TCG ADVISORS, LP

Jun 15, 2004

Jul 10, 2001

-1,071

Firm change after gap

Other

Team

Left

Joined

From

Kind

112685:307956:TX:2020-12-08

Dec 8, 2020

Jul 3, 2020

AUSTIN, TX

Firm change after gap