This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CERTIS CAPITAL MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

15derivedfrom the current registration's begin date

Current registrations

2

Registered states

1

Exams

S63|S65

First exam

Dec 19, 2009

Dual registered

yes, broker-dealer

Other names

DAVID JAMES BACKENS|David Backens

IAPD individual key

5873523

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e882e949-9d89-3e0d-7692-21826fb0ceb4

First observed

May 1, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.