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Reading the graph
Advisor at MORGAN STANLEY
Stamford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Stamford, CT | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Jan 23, 2009 | Jun 1, 2009 | no | STAMFORD, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 3, 1991 | Feb 11, 2009 | no | STAMFORD, CT|STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Feb 11, 2009 | Jan 23, 2009 | -19 | Firm change | Other |