DFX Intelligence

N•••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

N•••• C•••••• M•••••••••

N•••• C•••••• M•••••••••, LLC, CRD 173067

ENGLEWOOD CLIFFS, NJ

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Search this name across graphsid dfx:ria:e8a82a26-e290-7c20-21ef-5b9cea8adb37

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.29 fund_share=0.71 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $159M••• Locked
Discretionary RAUM: $159M
Private client RAUM: $45.6Mderived••• Locked
Private client share: 29%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $159Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• J•••• S••••	n/a	ENGLEWOOD CLIFFS, NJ	5	15	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• P•••••••• L••• • N•••• C•••••• M••••••••• L•• S•••••	Hedge Fund	$75.4M	Jun 29, 2026	2	Jun 29, 2026	reported	n/a
N•••• C•••••• L••	Hedge Fund	$33.6M

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Advises (2)

→ C•••••• P•••••••• L••• • N•••• C•••••• M••••••••• L•• S•••••Private fundHedge Fund, IA
Jun 29, 2026 to presentfactForm ADV
→ N•••• C•••••• L••Private fundHedge Fund, IA
Jun 29, 2026 to presentfactForm ADV

Registered with (1)

← D•••• J•••• S••••Advisorregistration: current employment
Jul 13, 2021 to presentfactForm ADV

Dated events

Occurred
Jun 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$33.6M
Occurred
Jun 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$75.4M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8a82a26-e290-7c20-21ef-5b9cea8adb37
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.