DFX Intelligence

N••••• J••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

N••••• J••••• S•••••••••

Advisor at L••••• C•••••• W••••• P•••••••• L••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:e8af525a-374d-f117-01bf-8ec2a5c1f43d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• W••••• P•••••••• L••	Independent wealth	Aug 4, 2021	n/a	yes	LITTLE ROCK, AR	Current employment
T•••• C•••••• M••••••••• I•••	Former SEC adviser	Apr 25, 2011	Mar 31, 2021	no	LITTLE ROCK, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• M••••••••• I•••	L••••• C•••••• W••••• P•••••••• L••	Mar 31, 2021	Aug 4, 2021	126	Firm change	RIA to RIA
E•••••••• A•••••••• L••	T•••• C•••••• M••••••••• I•••	Jan 14, 2003	Apr 25, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
114560:291960:AR:2021-03-31	Mar 31, 2021	Aug 4, 2021	LITTLE ROCK, AR	Firm change

Relationships

Registered with (3)

→ L••••• C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 4, 2021 to presentfactForm ADV
→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 25, 2011 to Mar 31, 2021factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 27, 2002 to Jan 14, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8af525a-374d-f117-01bf-8ec2a5c1f43d
First observed: Nov 27, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.