DFX Intelligence

J••••• L•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••• L•••• N••••

Advisor at R•• C•••••• M••••••• L••

St. Louis, MO

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Search this name across graphsid dfx:ria:e8b9b455-fefa-43bf-35dc-590af05a2b1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Feb 23, 2026	n/a	yes	St. Louis, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 15, 2021	Jan 9, 2026	no	ST. L••••, MO\|CHARLOTTE, NC\|GLEN CARBON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Jan 9, 2026	Feb 23, 2026	45	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 15, 2021 to Jan 9, 2026factForm ADV

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
J••••• L•••• N•••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2026-02-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8b9b455-fefa-43bf-35dc-590af05a2b1a
First observed: Jul 29, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.