DFX Intelligence

R•••• D•••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

R•••• D•••• J•••••••

Advisor at U•• P•••••• W••••• M••••••••• L••

Denver, CO | OVERLAND PARK, KS

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2007 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 13, 2026	n/a	yes	Denver, CO\|OVERLAND PARK, KS	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 4, 2021	Aug 5, 2022	no	Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	U•• P•••••• W••••• M••••••••• L••	Aug 5, 2022	May 13, 2026	1,377	Firm change after gap	Other
V•••• F•••••••• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Feb 3, 2021	Jan 4, 2021

Relationships

Registered with (7)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2021 to Aug 5, 2022factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 3, 2017 to Feb 3, 2021factForm ADV
→ W•••••• • R•••

Dated events

Order

Occurred
5 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 26, 2007
Last observed: Sep 19, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.