DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ralph David Janitell
Feed of 09/15/2026
Also filed as Ralph David Janitell
At current firm
0 y
since May 13, 2026
In the industry
41 y
since Jan 15, 1985 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Umb Private Wealth Management, LLC mixed wealth currentsince May 13, 2026 · Denver, Co
- Kestra Advisory Services, LLC BD affiliatedJan 4, 2021 to Aug 5, 2022 · Denver, Co
- Valic Financial Advisors, Inc. BD affiliatedMay 3, 2017 to Feb 3, 2021 · Lakewood, Co
- Waddell & Reed formerSep 30, 2014 to May 2, 2017 · Denver, Co
- 1st Consumer Advisory Group LLC formerJan 9, 2014 to Sep 2, 2014 · Greenwood Village, Co
- Waddell & Reed formerJan 31, 2013 to Jan 13, 2014 · Denver, Co
- LPL Financial LLC BD affiliatedJul 24, 2012 to Jan 29, 2013 · Fort Mill, Sc
- Advice And Planning Services BD affiliatedFeb 26, 2007 to Jul 12, 2012 · Glendale, Co
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Umb Private Wealth Management, LLCleft Aug 5, 2022, registered May 13, 2026 (1377 days) · Other
- Valic Financial Advisors, Inc. to Kestra Advisory Services, LLCleft Feb 3, 2021, registered Jan 4, 2021 (-30 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to Valic Financial Advisors, Inc.left May 2, 2017, registered May 3, 2017 (1 days) · Other
- 1st Consumer Advisory Group LLC to Waddell & Reedleft Sep 2, 2014, registered Sep 30, 2014 (28 days) · Other
- Waddell & Reed to 1st Consumer Advisory Group LLCleft Jan 13, 2014, registered Jan 9, 2014 (-4 days) · Other
- LPL Financial LLC to Waddell & Reedleft Jan 29, 2013, registered Jan 31, 2013 (2 days) · Other
- Advice And Planning Services to LPL Financial LLCleft Jul 12, 2012, registered Jul 24, 2012 (12 days) · Other
Signals
- Ralph David Janitell left Kestra Advisory Services, Llc for Umb Private Wealth Management, Llc (registered 2026-05-13)Aug 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address