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Advisor at OPPENHEIMER & CO. INC.
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Sep 23, 2013 | n/a | yes | NEW YORK, NY | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 29, 2013 | Mar 5, 2013 | no | NEW YORK, NY | Previous registration |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Oct 2, 2007 | Sep 2, 2008 | no | WESTBURY, NY|NEW YORK, NY | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Dec 21, 2005 | Aug 14, 2007 | no | WESTBURY, NY|WESTBURY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | OPPENHEIMER & CO. INC. | Mar 5, 2013 | Sep 23, 2013 | 202 | Firm change | Other |
| B. RILEY WEALTH ADVISORS, INC. | STRATEGIC ADVISERS LLC | Sep 2, 2008 | Jan 29, 2013 | 1,610 | Firm change after gap | Other |
| GUNNALLEN FINANCIAL, INC | B. RILEY WEALTH ADVISORS, INC. | Aug 14, 2007 | Oct 2, 2007 | 49 | Firm change | Other |