DFX Intelligence

C•••• P••••••• • I••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C•••• P••••••• • I••••••••• A•••••••

C••••, G••• W••••••, CRD 123020

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:e8c08b05-a130-9313-4637-523417f1257d

Data as of Jan 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2026 to Jan 16, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $10.7M••• Locked
Discretionary RAUM: $10.7M
Private client RAUM: $10.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••• W•••••• C••••	Certified Financial Planner\|Chartered Financial Consultant	BIRMINGHAM, AL	0	48	1	no
J•••• M•••• C••••	n/a	BIRMINGHAM, AL	0	21

Relationships

Registered with (2)

← G••• W•••••• C••••Advisorregistration: previous registration
Dec 31, 1999 to Dec 31, 2025factForm ADV
← J•••• M•••• C••••Advisorregistration: previous registration
Nov 3, 2022 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8c08b05-a130-9313-4637-523417f1257d
First observed: Jan 16, 2026
Last observed: Jan 16, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.